0000897226-12-000004.txt : 20120214
0000897226-12-000004.hdr.sgml : 20120214
20120214155148
ACCESSION NUMBER: 0000897226-12-000004
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: OPPENHEIMER HOLDINGS INC
CENTRAL INDEX KEY: 0000791963
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 980080034
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-48859
FILM NUMBER: 12609212
BUSINESS ADDRESS:
STREET 1: SUITE 1110, P.O. BOX 2015
STREET 2: 20 EGLINTON AVE. WEST
CITY: TORONTO
STATE: A6
ZIP: M4R 1K8
BUSINESS PHONE: (416)322-1515
MAIL ADDRESS:
STREET 1: PO BOX 2015 SUITE 1110
STREET 2: 20 EGLINTON AVENUE WEST
CITY: TORONTO
STATE: A6
ZIP: M4R 1K8
FORMER COMPANY:
FORMER CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC
DATE OF NAME CHANGE: 19950725
FORMER COMPANY:
FORMER CONFORMED NAME: VINER E A HOLDINGS LTD
DATE OF NAME CHANGE: 19880622
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDALE INVESTMENTS LTD
DATE OF NAME CHANGE: 19861030
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: PRIVATE CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0000897226
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 593654603
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 8889 PELICAN BAY BLVD
STREET 2: STE 500
CITY: NAPLES
STATE: FL
ZIP: 34108
BUSINESS PHONE: 9412542525
MAIL ADDRESS:
STREET 1: 8889 PELICAN BAY BLVD
STREET 2: STE 500
CITY: NAPLES
STATE: FL
ZIP: 34108
FORMER COMPANY:
FORMER CONFORMED NAME: PRIVATE CAPITAL MANAGEMENT INC /FL
DATE OF NAME CHANGE: 19950223
SC 13G/A
1
opy.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G Amendment 15
(Name of Issuer)
Oppenheimer Holdings Inc
(Title of Class of Securities)
Common Stock
(CUSIP Number)
683797104
Rule 13d-1(b)
(Date of Event Which Requires Filing of This Statement)
December 31, 2011
NAME OF REPORTING PERSON
Private Capital Management, L.P. ("PCM")
I.R.S. IDENTIFICATION NO.
59-3654603
MEMBER OF A GROUP?
(b) X
PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
SOLE VOTING POWER 49,200
SHARED VOTING POWER* 606,939
SOLE DISPOSITIVE POWER 49,200
SHARED DISPOSITIVE POWER 606,939
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON**
656,139
PERCENT OF CLASS REPRESENTED BY AGGREGATE AMOUNT BENEFICIALLY
OWNED
4.8%
TYPE OF REPORTING PERSON
IA
ITEMS 1 - 10 OF GENERAL INSTRUCTIONS
Item 1.
(a)Name of Issuer: Oppenheimer Holdings Inc
(b)Address of Issuer: P.O. Box 2015, Suite 1110, 20 Eglington
Avenue West, Toronto, Ontario, Canada A6 M4R 1K8
Item 2.
(a)Name of Person Filing: PCM
(b)Address of Person Filing: 8889 Pelican Bay Blvd., Suite 500
Naples, FL 34108
(c)Citizenship: Delaware
(d)Title of Class of Securities: Common Stock
(e)CUSIP Number: 683797104
Item 3.
The reporting person is filing as an Investment Adviser registered
under section 203 of the Investment Advisers Act of 1940.
Item 4. Ownership
(a) Amount Beneficially Owned**
656,139
(b) Percent of Class
4.8%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
49,200
(ii) shared power to vote or to direct the vote*
606,939
(iii) sole power to dispose or to direct the disposition of
49,200
(iv) shared power to dispose or to direct the disposition of
606,939
Item 5. Ownership of Five Percent or Less of Class:
YES
Item 6. Ownership of More than Five Percent on Behalf of Another
Person:
NO
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
NO
Item 8. Identification and Classification of Members of the Group:
NO
Item 9. Notice of Dissolution of Group:
NO
Item 10. Certification:
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired in the ordinary course of business and were not acquired
for the purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any
transaction having such purposes or effect.
* PCM exercises shared voting authority with respect to shares held
by those PCM clients that have delegated proxy voting authority to
PCM. Such delegation may be granted or revoked at any time at the
client's discretion.
** PCM disclaims beneficial ownership of shares over which it has
dispositive power and disclaims the existence of a group.
Signature:
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Date: February 14, 2012
/s/ Chad D. Atkins
General Counsel
Duly authorized under Power of Attorney dated January 3, 2007 by
and on behalf of Private Capital Management, L.P.